Equity Teams

Large Cap Advantage Equity

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Douglas J. Roman, CFA, CMT

Managing Director, Large Cap Advantage Equity
douglas.roman@pnc.com

    • Industry Experience: 30 years
    • B.S., Penn State University
    • M.S., Drexel University

Doug, a managing director, developed the Large Cap Advantage Equity investment process and is the portfolio manager for the Large Cap Advantage core, growth, and value portfolios. He is responsible for directing the quantitative efforts of the Large Cap Advantage team and overseeing the respective research group. Prior to joining the firm in 2002, he worked for Penn Street Advisors Inc., the Penn Street Funds, The Vanguard Group, Rittenhouse Financial Services, and CoreStates Investment Advisors. Doug holds the Chartered Financial Analyst designation and is a Chartered Market Technician. He is a member of the Financial Analysts of Philadelphia. He earned a Bachelor of Science degree in finance from Penn State University and a Master of Science degree in finance from Drexel University.

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Mark W. Batty, CFA

Senior Portfolio Manager
mark.batty@pnc.com

    • Industry Experience: 27 years
    • B.S., Drexel University
    • M.S., Drexel University

Mark is a senior portfolio manager on the Large Cap Advantage Equity team and the co-lead portfolio manager for the Dividend Focus strategy. He also provides research coverage on the Financial sector. Prior to joining the firm in 2003, Mark held positions with the Pennsylvania Trust Company, Penn Mutual Life Insurance, Ryan, Beck & Co. and CoreStates Investment Advisors. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute. He earned a Bachelor of Science in Business Administration degree and a Master of Science degree in finance from Drexel University.

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Steven C. Baumgarten

Portfolio Manager
steven.baumgarten@pnc.com

    • Industry Experience: 19 years
    • B.A., University of Pittsburgh
    • M.B.A., University of Pittsburgh

Steve is a portfolio manager with the Large Cap Advantage Equity team and the co-lead portfolio manager for the Dividend Focus strategy. He also provides research coverage on the retail, automotive, restaurant, and Internet retail industries in the Consumer Discretionary sector, as well as food and staples retailing in the Consumer Staples sector. Prior to joining the firm in 2006, Steve worked with Parker/Hunter Inc. and Prudential Financial. He received his M.B.A. in finance from the Katz Graduate School of Business at the University of Pittsburgh. Steve also attended the University of Pittsburgh for his undergraduate studies, where he received a Bachelor of Arts degree in economics and business, as well as a certificate in accounting.

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Paul C. Crovo

Equity Analyst
paul.crovo@pnc.com

    • Industry Experience: 32 years
    • B.A., Loyola College
    • M.B.A., Loyola College

Paul is an equity analyst with the Large Cap Advantage Equity team, providing research coverage on companies within the Energy and Utilities sectors. Prior to joining the firm in 2006, Paul worked with Pitcairn Financial Services, General Accident Insurance and Alex Brown & Sons. He is a member of the Philadelphia Financial Analysts Society and the National Association of Petroleum Investment Analysts (NAPIA). He earned a Bachelor of Arts degree and an M.B.A. from Loyola University in Baltimore.

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Joseph J. Jordan, CFA

Equity Analyst
joseph.jordan@pnc.com

    • Industry Experience: 37 years
    • B.S.B.A., Drexel University

Joe is an equity analyst with the Large Cap Advantage Equity team, providing research coverage on companies in the Media, Gaming, and Lodging industries within the Consumer Discretionary Sector; Beverages, Household & Personal Products, and Foods industries within the Consumer Staples sector; and the Telecommunications sector. He began his investment career with the State of New Jersey Division of Investments, then joined New Jersey National Bank, First Pennsylvania Bank, and Merrill Lynch before joining the firm in 1988. Joe holds the Chartered Financial Analyst designation. He earned a Bachelor of Science in Business Administration degree with concentrations in finance and marketing from Drexel University.

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William H. Gorman, CFA

Equity Analyst
william.gorman@pnc.com

    • Industry Experience: 35 years
    • B.S.B.A., University of Delaware
    • M.B.A., University of Delaware

Bill is an equity analyst with the Large Cap Advantage Equity team, providing research coverage on companies in the Information Technology sector. Prior to joining the firm in 1984, Bill worked with Fidelity Bank and with a private consulting firm in Radnor, Pa. He holds the Chartered Financial Analyst designation, and he is a member of the CFA Society of Philadelphia. Bill earned a Bachelor of Science in Business Administration degree and an M.B.A. from the University of Delaware.

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Michael D. Rocco

Equity Analyst
michael.rocco@pnc.com

    • Industry Experience: 31 years
    • B.S., Temple University
    • M.B.A., La Salle University

Mike is an equity analyst with the Large Cap Advantage Equity team, providing research coverage on companies in Industrials, Materials and Managed Care. Prior to joining the firm in 2006, Mike worked with Weik Investments, Cypress Capital Management, LLC, the Philadelphia Investment Management Group and Koch Industries. He earned a Bachelor of Science degree from Temple University and an M.B.A. from La Salle University, where he majored in finance.

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Luyi Guo

Health Care Equity Analyst
luyi.guo@pnc.com

    • Industry Experience: 8 years
    • B.S. Central Michigan University
    • Ph.D. University of Michigan
    • M.B.A. Wharton School at the University of Pennsylvania

Luyi is an equity analyst with the Large Cap Advantage Equity team, providing research coverage of companies in the pharmaceutical, biotechnology, health care equipment and supplies, and the life sciences tools and services industries within the health care sector. Prior to assuming her current position in 2015, Luyi served as a global marketing director at Novartis Oncology. Previously, she also served as a strategic planning associate and later as an assistant vice president with PNC Healthcare. Luyi earned a Bachelor of Science degree in chemistry from Central Michigan University, graduating summa cum laude and receiving the Michigan Governing Board Award. In addition, she earned a Ph.D. in medicinal chemistry from the University of Michigan at Ann Arbor and an M.B.A. from the Wharton School at the University of Pennsylvania, where she graduated with honors.

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Michael W. Coleman

Equity Analyst
michael.coleman@pnc.com

    • Industry Experience: 5 years
    • B.S.B.A., Drexel University

Michael, an equity analyst with the Large Cap Advantage Equity team, conducts quantitative equity analysis. He provides research recommendations across all sectors, focusing on the team's proprietary quantitative model. Michael also provides research coverage of companies in the health-care providers and servicers industry, as part of the Health Care sector coverage. In addition, he serves as a portfolio manager for the firm's Multi-Asset Funds. Prior to joining the firm in 2012, he had co-op experience as an equity and quantitative research assistant at PNC, as well as co-op experience with Turner Investment Partners, LLC and Susquehanna International Group. Michael earned a Bachelor of Science in Business Administration degree with a concentration in economics from Drexel University where he graduated as the university valedictorian.

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Maureen Callahan

Senior Equity Trader
maureen.callahan@pnc.com

    • Industry Experience: 30 years
    • B.S., St. Joseph's University

Maureen is the senior equity trader for PNC Capital Advisors. She focuses on the Large Cap Advantage Equity team's trading needs, overseeing trade processing and ensuring that all accounts are invested in accordance with the client investment policy statement and in line with the model portfolios. Maureen joined the firm in 2005, coming from LaBranche Financial Services, where she was vice president of institutional sales trading. Prior to that, she was vice president of institutional sales for Abel Noser Corp., and head trader at Corestates Financial. Maureen holds a Bachelor of Science degree in finance from St. Joseph's University in Philadelphia.

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Rebecca L. Dempsey

Equity Trader
rebecca.dempsey@pnc.com

    • Industry Experience: 19 years
    • B.S., Kent State University
    • M.B.A., Cleveland State University

Becky is an equity trader responsible for supporting the structured small cap and fundamental small cap teams. She joined the firm in 1999. Before becoming an equity trader, she was a member of the money market team, trading for all of the firm funds. Previously, she was an account manager with Gratry and Company where she traded, reported performance and handled administration for a group of investment clients. Becky earned a Bachelor of Science degree from Kent State University and an M.B.A. from Cleveland State University. She is a member of the Cleveland Security Traders Association.

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Daniel Castrogiovanni

Equity Portfolio Analyst
daniel.castrogiovanni@pnc.com

    • Industry Experience: 6 years
    • B.A., University of Pittsburgh.

Dan, an equity portfolio analyst, supports the Advantage Equity team in its research, analysis, and portfolio management. Prior to joining the firm in 2015, he served as an associate equity trader with Glenmede Investment Management and as an analyst with SEI Investment Company. Dan earned a Bachelor of Arts degree in health services management from the University of Pittsburgh.

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King Lee

Equity Portfolio Analyst
King.Lee@pnc.com

    • Industry Experience: 1 year
    • B.S.B.A., Drexel University

King, an equity portfolio analyst, supports the Advantage Equity team in its research, analysis, and portfolio management. Prior to joining the firm in 2015, he served as an intern with the Advantage Equity team. In addition, he had co-op experience as a fund investment analyst with Hamilton Lane Advisors and as a tax associate with ACE Group. King earned a Bachelor of Science degree in business administration and graduated cum laude from Drexel University.

Select Equity

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James E. Mineman

Managing Director, Co-Lead Portfolio Manager
james.mineman@pnc.com

    • Industry Experience: 22 years
    • B.S.B.A., Southern Illinois University
    • M.A., St. Louis University

James, a managing director, is a co-lead portfolio manager of the Select Equity investment team that manages the Small Cap Equity and Small Cap Concentrated Equity strategies. He specializes in managing the team's equity research process. Consistent with the generalist approach, he serves in the capacity of analyst and portfolio manager. James, who joined the firm along with the team in 2004, has been with the core team since its founding in 1994. He earned a Bachelor of Science in Business Administration degree with a specialization in finance from Southern Illinois University and a Master of Finance degree from St. Louis University.

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Peter A. Roy, CFA

Managing Director, Co-Lead Portfolio Manager
peter.roy@pnc.com

    • Industry Experience: 17 years
    • B.A., University of Dayton
    • M.B.A., Washington University

Peter, a managing director, is a co-lead portfolio manager of the Select Equity investment team that manages the Small Cap Equity and Small Cap Concentrated Equity strategies. He specializes in managing the team's equity research process. Consistent with the generalist approach, he serves in the capacity of analyst and portfolio manager. Peter, who joined the firm along with the team in 2004, has been with the core team since 2003. He held positions previously with Allegiant Bancorp, Banc of America Securities, LLC and Nuveen Investments. Peter earned a Bachelor of Arts degree in English from the University of Dayton and an M.B.A. from Washington University's Olin School of Business. He is a CFA charterholder.

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Lisa A. Teter

Senior Analyst
lisa.teter@pnc.com

    • Industry Experience: 22 years
    • B.S., Southern Illinois University

Lisa is a senior analyst on the Select Equity investment team that manages the Small Cap Equity and Small Cap Concentrated Equity strategies. Her responsibilities include security analysis and idea generation within the portfolio management process. Lisa, who joined the firm along with the team in 2004, has been with the core team since its founding in 1994. She earned a Bachelor of Science degree in finance and management from Southern Illinois University.

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M. Jed Ellerbroek Jr., CFA

Senior Analyst
michael.ellerbroek@pnc.com

    • Industry Experience: 11 years
    • B.S., University of Northern Iowa

Jed is a senior analyst on the Select Equity investment team that manages the Small Cap Equity and Small Cap Concentrated Equity strategies. He provides security analysis and idea generation to the portfolio management process. He joined the firm in 2008 from Wachovia Capital Markets, where he was an associate analyst covering leisure and consumer discretionary. Prior to Wachovia, he was an investment analyst at Jeffry Slocum & Associates, an investment consultant. Jed earned a Bachelor of Science degree from the University of Northern Iowa with majors in finance and economics. He is a CFA charterholder.

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Brian Reynolds, CFA

Research Analyst
brian.reynolds@pnc.com

    • Industry Experience: 10 years
    • B.S.B.A., University of Missouri-St. Louis

Brian is a research analyst on the Select Equity investment team that manages the Small Cap Equity and Small Cap Concentrated Equity strategies. He assists the analysts and portfolio managers with security analysis, idea generation, and monitoring of the portfolios. He joined the team in 2013, after holding an investment position previously with PNC Wealth Management. Brian earned a Bachelor of Science in Business Administration degree from the University of Missouri-St. Louis and is a CFA charterholder.

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Natalie Marvi-Romeo , CAIA

Client Portfolio Manager
natalie.marvi-romeo@pnc.com

    • Industry Experience: 26 years
    • B.S., Pennsylvania State University

Natalie is the client portfolio manager for the Select Equity investment team that manages the All Cap Equity, Mid Cap Equity, Small Cap Equity, and Small Cap Concentrated Equity strategies. She is responsible for communicating all elements of the Select Equity team?s investment philosophy, process, and performance. In addition, she provides in-depth, sophisticated insights into specific portfolio strategy and individual securities and also serves as a key client service representative for the team. Natalie has more than 20 years of experience in the investment management business. Prior to joining the firm, she served as a managing director on the Global Distribution team at Turner Investments. She was also an executive director at Echo Point Investment Management, as well as the portfolio specialist of that firm?s investment team. Previously, Natalie worked at Morgan Stanley Investment Management in New York, Philadelphia, and London. She started in the investment management industry with Miller, Anderson & Sherred, LLP, and began her business career with Deloitte & Touche in Philadelphia. Natalie earned a Bachelor of Science degree in accounting from Pennsylvania State University. She also holds the Chartered Alternative Investment Analyst (CAIA) designation and is a CFA Level II candidate.

Structured Equity

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Hitesh C. Patel, Ph.D.

Managing Director, Structured Equity
hitesh.patel@pnc.com

    • Industry Experience: 23 years
    • B.S., University of Gujarat
    • M.S., Bombay University
    • Ph.D., University of Illinois, Chicago

Hitesh, a managing director, leads the Structured Equity team. Prior to joining the firm in 2005, he served as director of quantitative research at Harris Investment Management. His quantitative research and portfolio management experience extends back to 1994. Hitesh earned a Bachelor of Science degree in pharmacy from University of Gujarat, a Master of Science degree in pharmaceutical chemistry from Bombay University, and a Ph.D. in medicinal chemistry from University of Illinois at Chicago.

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Paul Kleinaitis, CFA

Senior Portfolio Manager
paul.kleinaitis@pnc.com

    • Industry Experience: 29 years
    • B.S., Northwestern University
    • M.S., Northwestern University

Paul is a senior portfolio manager for the Structured Equity team. He formerly served as team leader for small cap strategies and portfolio manager at Harris Investment Management for a small cap opportunity fund, a small cap aggressive growth fund, a small cap value fund and separate accounts managed in these same styles. His portfolio management and investment research experience extends back to 1987. Paul, who joined the firm in 2005, earned a Bachelor of Science degree in mechanical engineering from Northwestern University and a Master of Finance from the J.J. Kellogg Graduate School of Management at Northwestern. He is a CFA charterholder.

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Chen Chen, Ph.D.

Portfolio Manager
chen.chen@pnc.com

    • Industry Experience: 12 years
    • B.S., Nanjing University
    • M.S., Fudan University
    • Ph.D., University of Illinois, Chicago

Chen is a portfolio manager and senior quantitative analyst on the Structured Equity team in Chicago. Prior to joining the firm in 2005, Chen was a research assistant with the Department of Information and Decision Sciences of the University of Illinois at Chicago. At Chicago, her work included microstructure market model estimation utilizing Sequential Monte Carlo method and index portfolio construction with statistically smoothed capitalization weights. Chen earned a Bachelor of Science degree in mathematics from Nanjing University, a Master of Science degree in econometrics from Fudan University, and a Ph.D. in business statistics from the University of Illinois in Chicago.

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Jonathan J. Toerber Jr.

Senior Quantitative Analyst
jonathan.toerber@pnc.com

    • Industry Experience: 32 years
    • B.S., Northeastern Illinois University

Jonathan is a senior quantitative systems analyst on the Structured Equity team in Chicago. Prior to joining the firm in 2005, he was a senior systems consultant with Harris Bank and Harris Investment Management, Inc. Jonathan, whose industry experience extends back to 1984, has developed custom software solutions for equity, fixed income, foreign exchange and foreign exchange options trading desks, as well as software for middle and back office functions. At Harris Investment Management, he was also responsible for developing software applications and day-to-day support of all research and investment systems. Jonathan earned a Bachelor of Science degree in computer science from Northeastern Illinois University.

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Rebecca L. Dempsey

Equity Trader
rebecca.dempsey@pnc.com

    • Industry Experience: 19 years
    • B.S., Kent State University
    • M.B.A., Cleveland State University

Becky is an equity trader responsible for supporting the structured small cap and fundamental small cap teams. She joined the firm in 1999. Before becoming an equity trader, she was a member of the money market team, trading for all of the firm funds. Previously, she was an account manager with Gratry and Company where she traded, reported performance and handled administration for a group of investment clients. Becky earned a Bachelor of Science degree from Kent State University and an M.B.A. from Cleveland State University. She is a member of the Cleveland Security Traders Association.

International Equity

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Martin C. Schulz, J.D.

Managing Director, International Equity
martin.schulz@pnc.com

    • Industry Experience: 22 years
    • B.A., Cornell University
    • M.B.A., George Washington University
    • J.D., George Washington University
    • M.S.S., U.S. Army War College

Martin, a managing director, leads the firm's International Equity team. He formulates strategy and maintains final authority over all investment decisions. Martin's industry experience extends to 1995 and includes positions in equity research and portfolio management. Prior to joining the firm in 1998, he was a portfolio manager with National City Corporation. Martin, who is fluent in German and conversant in French, has traveled to more than 70 countries. Martin earned a Bachelor of Arts degree in international relations from Cornell University, graduating magna cum laude. He received an M.B.A. in international business and a J.D. from George Washington University, and a Master of Strategic Studies from the U.S. Army War College. He also has served as a colonel in the U. S. Army and was honored as a 1999 General MacArthur Junior Officer Leadership Award winner.

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Calvin Y. Zhang

Senior Analyst/Portfolio Manager
calvin.zhang@pnc.com

    • Industry Experience: 12 years
    • B.A., South China University of Technology
    • M.B.A., University of Rochester

Calvin is a senior analyst/portfolio manager with responsibilities for research and analysis on Asian growth-oriented securities. Prior to joining the firm in 2008, he was an analyst and portfolio manager with Driehaus Capital Management, where he covered China, Taiwan, and Korea and helped manage its International Select Portfolio Fund. Previously, he served as an advisory client representative for IBM and as a diplomat in the Foreign Affairs Office of Guangdong, China. Calvin holds a Bachelor of Arts degree in English and computer science from the South China University of Technology and an M.B.A. from the University of Rochester.

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Scott Camp

Analyst/Trader
william.camp@pnc.com

    • Industry Experience: 14 years
    • B.A., Brown University
    • M.B.A., Case Western Reserve University

Scott is an analyst and trader for the International Equity team. He has been the dedicated trader for the team since joining the firm as an equity trader in 2007, and he provides research coverage on companies in the United Kingdom. Scott was previously a NASDAQ market maker/trader with KeyBanc Capital Markets. Prior to that, he was a proprietary floor trader at the Chicago Board of Trade, trading Treasury futures. Scott holds a B.A. from Brown University and an M.B.A. from Case Western Reserve University.

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Robert Szeles, CFA

Analyst
robert.szeles@pnc.com

    • Industry Experience: 4 years
    • B.S.B.A., John Carroll University

Bob is an analyst on the International Equity team. He joined the team in 2013, coming from PNC Investments, where he was an asset operations associate who managed daily issues related to IRA accounts. He was previously a financial analyst with Avery Dennison Corporation. Bob earned a Bachelor of Science degree in Business Administration from John Carroll University. He is a CFA charterholder.

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Michael Czekaj, CFA

Analyst
michael.czekaj@pnc.com

    • Industry Experience: 5 years
    • B.S., Miami University

Michael, an analyst with the International Equity team, is responsible for analyzing emerging-market securities. Prior to assuming his current position, Michael served as analyst with Zelman Capital. Previously he worked at Broadleaf Partners. A CFA charterholder, Michael earned a B.S. degree in finance from Farmer Business School at Miami University.

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Bernard R. Horn, Jr.

President and Chief Investment Officer, Polaris Capital Management, LLC

    • Industry Experience: 37 years
    • B.S.B.A., Northeastern University
    • M.S., Massachusetts Institute of Technology

Bernie is founder, president and chief investment officer of Polaris Capital Management, LLC, a Boston-based global and international value equity firm that manages the value component of the International Equity Fund. He sets strategy, generates investment ideas and has final decision-making authority over security selection. His career includes MDT Advisers, Inc., where he managed a $40 million ERISA portfolio component; Freedom Capital Management Corporation, where he was vice president and portfolio manager and where he continues to subadvise the Freedom International Fund; and Horn & Company, which he founded as an investment counseling firm for individuals, trusts and tax qualified accounts and where he established the Global Value Limited and the Thrift Investors Limited partnerships. Bernie holds a Bachelor of Science in Business Administration degree from Northeastern University, a Master of Science degree in management from the Alfred P. Sloan School of Management at M.I.T. and is a member of the Bank Analysts Association of Boston.

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Sumanta Biswas, CFA

Vice President and Assistant Portfolio Manager, Polaris Capital Management, LLC

    • Industry Experience: 21 years
    • B.S., North Bengal University
    • M.S., Boston College
    • M.B.A., Calcutta University

Sumanta is vice president and assistant portfolio manager at Polaris Capital Management, LLC, which manages the value component of the International Equity Fund. He is a generalist and does fundamental analysis of potential investment opportunities. He is closely involved in all aspects of managing the portfolios' investments. His prior professional experience includes equity research at Delta Partners of Boston and a four-year tenure as an officer on the Securities and Exchange Board of India. Sumanta earned an undergraduate degree from North Bengal University and holds a diploma in business finance from the Institute of Chartered Financial Analysts of India, as well as a Master of Science in finance from Boston College and an M.B.A. from Calcutta University.

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Andry Sutanto, CFA

Analyst, Polaris Capital Management, LLC

    • Industry Experience: 12 years
    • B.A., Boston University
    • M.S., Northeastern University
    • M.B.A., Northeastern University

Andry is an analyst for Polaris Capital Management, which manages the value component of the International Equity Fund. His focus is building efficiencies into the proprietary investment technology, which is an integral part of the firm's investment process. Andry, who joined Polaris in 2005, served previously as a research and teaching assistant for the finance and MIS departments of Northeastern University. He also was a computer engineer with the Cambridge Research Group. Andry holds a Bachelor of Arts degree from Boston University and earned a Master of Finance degree, as well as an M.B.A., from Northeastern University. He is a CFA charterholder.

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Bin Xiao, CFA

Assistant Portfolio Manager, Polaris Capital Management, LLC

    • Industry Experience: 10 years
    • B.S., Beijing Institute of Technology
    • M.S., Rochester Institute of Technology
    • M.B.A., Massachusetts Institute of Technology

Bin is an assistant portfolio manager for Polaris Capital Management, LLC, which manages the value component of the International Equity Fund. He is a generalist and does fundamental analysis of potential investment opportunities. He joined Polaris as an analyst in 2006 and became an assistant portfolio manager in 2012. He previously held positions as a software engineer and project manager for PNC Financial Services Group, Vanguard Group, and RIT Research Corporation. Bin holds a Bachelor of Science degree from the Beijing Institute of Technology, China, a Master of Science degree in computer science from Rochester Institute of Technology, and an M.B.A. from the Sloan School of Management at the Massachusetts Institute of Technology.


Fixed Income Teams

Fixed Income

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Sean T. Rhoderick, CFA

Chief Investment Officer, Taxable Fixed Income
sean.rhoderick@pnc.com

    • Industry Experience: 22 years
    • B.B.A., James Madison University

Sean, a managing director, is the chief investment officer for Taxable Fixed Income. Sean leads the strategy and performance for all taxable fixed-income investments. He has more than 20 years of experience in research and fixed income. Prior to joining the firm in 2004, Sean spent six years at Freddie Mac in credit research and four years as a bank credit analyst at the rating agency LACE Financial Corporation. Sean graduated cum laude from James Madison University with a Bachelor of Business Administration degree and holds the Chartered Financial Analyst designation. He is a member of the CFA Institute and serves on the Baltimore CFA Society's Board of Directors.

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Timothy D. Compan, Jr., CFA

Senior Portfolio Manager
timothy.companjr@pnc.com

    • Industry Experience: 17 years
    • B.S., Case Western Reserve University
    • M.B.A., University of Chicago

Tim is the lead portfolio manager for the Core and Core Plus fixed-income products, as well as the lead of the Credit Research team. His responsibilities include integrating investment-grade resources and implementing credit portfolio strategies. He was an investment-grade bond trader for Goldman Sachs Asset Management prior to joining the firm in 2003. A CFA charterholder, Tim earned a Bachelor of Science degree from Case Western Reserve University and an M.B.A. from the University of Chicago.

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Joseph D. Robison

Head of Research
joseph.robison@pnc.com

    • Industry Experience: 28 years
    • B.S., Hillsdale College
    • M.B.A., University of Notre Dame

Joe is head of credit research for the Fixed Income team, supporting all credit analysis efforts. Joe has many years of credit experience, having held positions in credit analysis, structured finance, and strategic analysis. Prior to joining the firm in 2000, he was senior vice president in National City's Structured Finance Group. Joe earned a Bachelor of Science degree from Hillsdale College and an M.B.A. from the University of Notre Dame.

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Richard P. Mears, CFA

Portfolio Manager
richard.mearsjr@pnc.com

    • Industry Experience: 20 years
    • B.S., Miami University (Ohio)
    • M.B.A., Case Western Reserve University

Rich is a portfolio manager for short-duration products and a credit analyst. He joined the firm in 2004, after spending five years as a financial analyst with National City Corporation?s Institutional Asset Management division and over two years with Retirement Plan Services. Rich earned a Bachelor of Science degree from Miami University and an M.B.A. from Case Western Reserve University. He is a CFA charterholder.

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Jeffrey Bryant, CFA

Analyst/Trader
jeffrey.bryant@pnc.com

    • Industry Experience: 11 years
    • B.B.A., Loyola University Maryland
    • M.B.A., Loyola University Maryland

Jeffrey is a securities trader and analyst for the Fixed Income investment team. As a trader, he is responsible for implementing the team's credit portfolio strategies with a focus on best execution. As an analyst, he provides credit security analysis and idea generation to the portfolio management process. In addition, he serves as the assistant portfolio manager of the Intermediate Government/Credit strategies. Prior to joining the firm in 2005, he held positions at Deutsche Bank and Lockheed Martin. Jeffrey is a summa cum laude and Beta Gamma Sigma graduate of Loyola University Maryland where he earned a Bachelor of Business Administration degree with a concentration in finance and an M.B.A. with a concentration in management. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the Baltimore CFA Society.

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Patrick J. Azouri, CFA

Credit Analyst
patrick.azouri@pnc.com

    • Industry Experience: 17 years
    • B.S., University of Pittsburgh
    • M.B.A., Carnegie Mellon University

Pat is a credit analyst on the Fixed Income team. He previously served for nine years as a portfolio manager on the Money Market team. Prior to joining the team in 2005, Pat served as a retail bank deposits analyst, then as a corporate finance department analyst with PNC. He also spent three years in institutional client services at Federated Investors. Pat earned a Bachelor of Science degree from the University of Pittsburgh and an M.B.A. from Carnegie Mellon University. He is a CFA charterholder and a member of the CFA Society of Cleveland.

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Timothy A. Dunn

Credit Analyst
timothy.dunn@pnc.com

    • Industry Experience: 5 years
    • B.A., Roanoke College

Tim is a corporate credit analyst on the Fixed Income team. He provides credit security analysis and idea generation to the portfolio management process. Prior to joining the firm in 2014, Tim was a senior credit risk associate with Capital One Financial Corp. His industry experience also includes the position of credit analyst with TESSCO Technologies. Tim earned a Bachelor of Arts degree in political science from Roanoke College.

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Mark A. Lozina, CFA

Senior Portfolio Manager
mark.lozina@pnc.com

    • Industry Experience: 21 years
    • B.S., State University of New York at Geneseo
    • M.B.A., University of Rochester

Mark is lead portfolio manager for the actively managed short duration portfolios. He is also the lead for all structured product research, such as mortgage-backed and asset-backed securities. Prior to joining the firm in 2002, he was with National City Corporation's Equity Sponsor Group, involved with senior debt lending for equity buyouts. A CFA charterholder, Mark earned a Bachelor of Science degree from the State University of New York at Geneseo and an M.B.A. from the University of Rochester.

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Jason Weber, CFA

Fixed Income Analyst
jason.weber@pnc.com

    • Industry Experience: 10 years
    • B.A., Dartmouth College
    • M.S., Loyola University Maryland

Jason is a securities trader and analyst for the Fixed Income investment team. As a trader, he is responsible for implementing the team's structured portfolio strategies with a focus on best execution. As an analyst, he provides structured security analysis and idea generation to the portfolio management process. In addition, he serves as the assistant portfolio manager of the 1- to 5-year Government/Credit strategies and as a portfolio manager for the firm's Multi-Asset Funds. Jason joined PNC in 2004 in the Treasury division before moving to PNC Capital Advisors in 2007. He earned a Bachelor of Arts degree in economics from Dartmouth College and a Master of Science degree in finance from Loyola University Maryland. Jason is a CFA charterholder and a member of the CFA Institute and Baltimore CFA Society.

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Cynthia D. Cole

Senior Portfolio Manager
cynthia.cole@pnc.com

    • Industry Experience: 32 years
    • B.S., Tri-State University
    • M.B.A., Xavier University

Cindy is a senior member of the Fixed Income team with responsibility for custom strategies and liability-driven investing. She also manages key client relationships and new business development. Cindy has over 25 years of investment experience including positions in insurance company portfolio management, research, and portfolio strategy. Prior to joining the firm in 1999, she was the corporate bond portfolio manager for Ohio Casualty Group. Cindy earned a Bachelor of Science degree from Tri-State University and an M.B.A. from Xavier University.

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Melvin P. Fernandes

Portfolio Manager
melvin.fernandes@pnc.com

    • Industry Experience: 18 years
    • B.S., Cleveland State University
    • M.B.A., John Carroll University

Mel is a portfolio manager of custom portfolios with the Fixed Income team. His previous investment experience includes positions in fixed-income security analysis. Prior to joining the firm in 2001, he was a derivatives securities analyst with National City Corporation. Mel earned a Bachelor of Science degree from Cleveland State University and an M.B.A. from John Carroll University.

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Richard J. Stevenson

Portfolio Manager
rick.stevenson@pnc.com

    • Industry Experience: 21 years
    • B.A., Baldwin-Wallace College
    • M.B.A., Baldwin-Wallace College

Rick is the lead portfolio manager for the firm's money market funds. Prior to joining the firm in 2002, he was with Productive Portfolios, Inc. where he focused on short duration/liquidity portfolio management for Ohio public sector clients. Additionally, he has two years experience as a corporate lending representative with Fifth Third Bank in Cleveland. Rick joined the firm in 2002 and holds both a Bachelor of Arts degree and an M.B.A. from Baldwin-Wallace College.

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Kelley K. Peel, CFA

Portfolio Manager
kelley.peel@pnc.com

    • Industry Experience: 18 years
    • B.S., Salisbury University
    • M.B.A., Loyola University Maryland

Kelley is a Fixed Income team portfolio manager for money market portfolios and custom cash strategies. Prior to joining the firm in 2000, she was a portfolio service associate with Legg Mason Wood Walker, Inc. Kelley earned a Bachelor of Science degree in finance and economics from Salisbury University and an M.B.A. in finance from Loyola University Maryland. She is a CFA charterholder and a member of the CFA Institute and the Baltimore CFA Society.

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Keith L. Erwin

Portfolio Manager
keith.erwin@pnc.com

    • Industry Experience: 20 years
    • B.A., Alma College
    • M.A., Western Michigan University

Keith is a portfolio manager for money market portfolios and custom cash strategies. He has previously held positions in fixed-income research and worked with custom managed portfolios. Prior to joining the firm in 1998, he was a credit analyst with First of America Bank. Keith earned a Bachelor of Arts degree from Alma College and a Master of Arts degree from Western Michigan University.

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John Graziani, CFA

Senior Risk Analyst
john.graziani@pnc.com

    • Industry Experience: 10 years
    • B.B.A., University of Notre Dame
    • M.B.A., University of Chicago

John leads the Quantitative and Risk Analytics team, partnering with the portfolio management teams to optimize portfolio structures. He is also assistant portfolio manager for the Core and Core Plus strategies. He joined the firm in 2006 and has served as a senior analyst managing corporate merger and divestiture transactions for various business units at PNC Financial Services Group. His professional experience also includes positions as an equity research analyst at Spin-Off Advisors and a senior auditor at Ernst & Young. John graduated magna cum laude with a Bachelor of Business Administration degree in accounting from the University of Notre Dame and earned an M.B.A. in finance, economics and strategy from the University of Chicago Booth School of Business. He is a CFA charterholder.

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Jerry G. Brown, CFA

Senior Risk Analyst
jerry.brown@pnc.com

    • Industry Experience: 13 years
    • B.S., Northwestern University
    • M.S., University of Maryland
    • M.B.A., University of Michigan

Jerry is a senior risk analyst who works with the portfolio management teams on portfolio structure and fixed-income analytics. He joined the team in 2014 after having served as a model development specialist with PNC Wholesale Lending. His previous industry experience, which stretches to 2003, includes positions as a leadership development associate, financial risk analyst, and small business credit financial analyst. Jerry earned a Bachelor of Science degree in chemical engineering from Northwestern University, a Master of Science degree in chemical engineering from the University of Maryland, and an M.B.A. from the University of Michigan. He is a CFA charterholder.

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Kelly Guerrier, CFA

Risk Analyst
kelly.guerrier@pnc.com

    • Industry Experience: 13 years
    • B.S.B.A., University of Pittsburgh
    • M.B.A., Washington University

Kelly, a risk management analyst, works with the portfolio management team on portfolio structure and optimization. He joined the firm in 2010 after spending a year as an analyst of PNC?s distressed consumer mortgage portfolios. His prior industry experience includes roles as a portfolio assistant at Brown Brothers Harriman and a research analyst at Interactive Data Corp. Kelly earned a Bachelor of Science in Business Administration degree from the University of Pittsburgh and an M.B.A from Washington University. He is a CFA charterholder.

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Allen Song

Risk Analyst
allen.song@pnc.com

    • Industry Experience: 1 year
    • B.S., Carnegie Mellon University

Allen, a risk analyst, works with the portfolio management team on portfolio structure and optimization. He joined PNC in 2013, serving as a model risk associate in the firm's Model Risk Management group. He assumed his current position in 2015. Allen earned a Bachelor of Science degree in chemical engineering and economics from Carnegie Mellon University. He is a Level 2 candidate for the Chartered Financial Analyst designation.

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Jeff Neer, CFA

Client Portfolio Manager
jeffrey.neer@pnc.com

    • Industry Experience: 15 years
    • B.S., University of Delawre
    • M.B.A., Loyola University Maryland

Jeff, a client portfolio manager, serves as a subject matter expert on fixed-income strategies and acts as a liaison between the portfolio management teams and clients, relationship managers, and business development officers. His responsibilities also include participating in the development and communication of content in support of all fixed-income strategies. In addition, he serves as the portfolio manager of the 1- to 5-year Government/Credit strategies. Prior to assuming his current position, Jeff served as a fixed-income portfolio manager with Wilmington Trust Investment Advisors. A CFA charterholder, Jeff earned a Bachelor of Science degree in accounting from the University of Delaware and an M.B.A. from Loyola University Maryland.

Municipal Fixed Income

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Adam Mackey

Managing Director, Municipal Fixed Income
adam.mackey@pnc.com

    • Industry Experience: 21 years
    • B.S.B.A., Kutztown University
    • M.B.A., St. Joseph's University

Adam is head of Municipal Fixed Income and a senior portfolio manager. In his role as a managing director, he supervises credit and quantitative research, portfolio management and trading, and municipal client relations. Adam is responsible for establishing the municipal fixed income strategy for the firm, and, as a senior portfolio manager, he oversees trading and strategy implementation in the municipal bond mutual funds, institutional municipal portfolios, and separately managed municipal accounts. Prior to joining the firm in 2001, he was a fixed income trader at the Vanguard Group where he focused on municipal bonds and derivatives. Adam earned a Bachelor of Science in Business Administration degree from Kutztown University and an M.B.A. in finance from St. Joseph's University. He is a member of various industry organizations, including the CFA Society of Philadelphia.

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William Bonawitz, CFA

Director of Municipal Research
william.bonawitz@pnc.com

    • Industry Experience: 14 years
    • B.S., Drexel University

Bill is the director of research for Municipal Fixed Income. As director, he oversees and provides parameters for the team's municipal credit research effort and the determination of strategic recommendations. Acting as a senior analyst, he provides investment opinions and idea generation for the higher education, asset-backed, and tax-backed sectors. Prior to joining the firm in 2003, Bill was a research associate in the fixed income division of the Vanguard Group. He earned a Bachelor of Science degree in finance and economics from Drexel University and is a CFA charterholder.

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Phil Sapovits

Director of Municipal Quantitative Research
phillip.sapovits@pnc.com

    • Industry Experience: 19 years
    • B.S. Kutztown University
    • B.S. Widener University
    • M.S. Villanova University

Phil, the director of quantitative research with the Municipal Fixed Income team, is responsible for interest rate risk assessment, valuation analysis, performance attribution, and quantitative risk model development and implementation supporting the team's investment strategies. Prior to joining the team in 2015, he served as a principal of investment risk with Vanguard's Fixed Income Group, where he was responsible for municipal performance attribution, custom benchmark development, modelling and measuring the risks of municipal portfolios, and managing the quantitative and front office operations group. Previously, he held positions with Fail-Safe Solutions, Piasecki Aircraft, and Navmar. Phil earned a Bachelor of Science degree in marketing and management from Kutztown University, as well as a Bachelor of Science degree in electrical engineering from Widener University. In addition, he holds a Master of Science degree in environmental engineering from Villanova University.

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Robert Howells

Portfolio Manager
robert.howells@pnc.com

    • Industry Experience: 14 years
    • B.S.B.A., Drexel University

Rob is a municipal fixed income portfolio manager who has been with the firm since 2003. He is responsible for trading and strategy implementation on the municipal total return strategies and the municipal quality income strategies. Rob was previously with SEI Investments Company, where he was a member of the client portfolio administration group. Rob earned a Bachelor of Arts degree in finance from Drexel University and an M.B.A. in finance from St. Joseph's University.

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Marques Glaze

Portfolio Manager
marques.glaze@pnc.com

    • Industry Experience: 13 years
    • B.A., Bloomsburg University
    • M.B.A., La Salle University

Marques is a short duration portfolio manager with the Municipal Fixed Income team, responsible for strategy implementation on the total return and quality income strategies. Prior to joining the firm in 2012, he was a municipal money market trader with the Vanguard Group. His background at Vanguard also includes the positions of financial associate in Securities Lending and operations associate in Transfer Operations. Marques earned a Bachelor of of Arts degree in business administration from Bloomsburg University and an M.B.A. in finance from La Salle University.

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Daniel Salahub, CFA

Fixed Income Trader
daniel.salahub@pnc.com

    • Industry Experience: 6 years
    • B.S.B.A., Drexel University

As a municipal fixed income trader, Dan helps coordinate and execute trades and portfolio strategy. He joined the firm in 2013, coming from Veritable LP, where he spent two years as an assistant trader. Dan earned a Bachelor of Science in Business Administration degree with concentrations in finance and accounting from Drexel University. He is a CFA charterholder.

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Lisa Kreiling, Ph.D, CFA

Senior Analyst
lisa.kreiling@pnc.com

    • Industry Experience: 25 years
    • B.A., Spelman College
    • Ph.D., University of Cambridge (England)

Lisa, a senior credit analyst with the Municipal Fixed Income team, provides investment opinions and idea generation for the healthcare and tax-backed sectors. Prior to joining the team in 2004, she was a senior economist at Economy.com. Lisa has experience structuring general obligation and appropriation deals from her prior role as a sell-side analyst in Merrill Lynch's Public Finance Group. She earned a Bachelor of Arts degree in economics from Spelman College and a doctorate in economics from the University of Cambridge in England. Lisa is a CFA charterholder.

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Kenneth Weinstein

Senior Analyst
kenneth.weinstein@pnc.com

    • Industry Experience: 17 years
    • B.A., Rutgers University
    • M.P.A., Syracuse University

Ken, a senior credit analyst with the Municipal Fixed Income team, provides investment opinions and idea generation for the transportation and tax-backed sectors. Prior to joining the firm in 2013, Ken was a senior municipal credit analyst with Fitch Ratings, covering tax-backed, state, and transportation revenue credits. His industry experience includes an investment banking position with A.G. Edwards & Sons, Inc., and a trading position with Merrill Lynch. Ken earned a Bachelor of Arts degree in political science from Rutgers University and a Master of Public Administration degree from Syracuse University.

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Cesar Avila

Analyst
cesar.avila@pnc.com

    • Industry Experience: 8 years
    • B.A., Cornell University
    • M.P.A., New York University

Cesar, a credit analyst with the Municipal Fixed Income team, provides investment opinions and idea generation for the public power and tax-backed sectors. Prior to joining the firm in 2014, Cesar was an analyst who conducted municipal bond credit research with the insurance asset management group at Brookfield Investment Management. He started in the industry in 2008 doing credit research with the public finance group at Moody's Investors Service. Cesar earned a Bachelor of Arts degree in government from Cornell University and a Master of Public Administration, with a concentration in public finance, from New York University.

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Germán Sanchez, CFA

Research Associate
german.sanchez@pnc.com

    • Industry Experience: 5 years
    • B.B.A., University of Texas

Germán is a credit research associate with the Municipal Fixed Income team. He supports the team's credit analysts, working closely with portfolio managers, traders, and analysts. Germán joined the firm in 2013, coming from The Vanguard Group where he was a client relationship associate. He worked previously as a hedge fund accountant with Citco Fund Services, after joining the industry in 2011 as a credit analyst intern with Capital Bank. Germán earned a Bachelor of Business Administration in finance from the University of Texas at El Paso. He is a CFA charterholder.

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William Davis

Analyst
william.davis@pnc.com

    • Industry Experience: 8 years
    • B.S., Penn State University

Bill is a quantitative analyst in the Municipal Fixed Income team and is responsible for providing data analytics and information support to the municipal portfolio management and municipal credit research teams. He joined the firm in 2008 from Comcast Cable, where he was a research analyst for operations, finance and engineering. Prior to his tenure with Comcast, he was a business analyst with PNC Financial Services Group. Bill earned a Bachelor of Science degree from Pennsylvania State University.

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Jamie Horn

Client Portfolio Manager
jamie.horn@pnc.com

    • Industry Experience: 17 years
    • B.S., Lehigh University
    • M.B.A., Fordham University

Jamie, a client portfolio manager, acts as a liaison between municipal fixed income clients and relationship managers, business development officers, and portfolio managers. She handles reporting, meetings, portfolio reviews, and general questions. Jamie joined the firm in 2011. Prior to that, she was a municipal portfolio specialist at UBS Wealth Management, a municipal product specialist at Neuberger Berman, a municipal relationship manager at Robeco Investment Management, and an assistant municipal portfolio manager at AllianceBernstein. Jamie received a Bachelor of Science degree in finance from Lehigh University and an M.B.A. in finance and marketing from Fordham University.

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Olivia Batdorf

Client Service Specialist
olivia.batdorf@pnc.com

    • Industry Experience: 10 years
    • B.S., Franklin & Marshall College

Olivia, a client service specialist for the Municipal Fixed Income team, provides service and support to municipal fixed income clients and acts as a liaison to the investment team. Prior to assuming her current position, Olivia served as a manager in the Investment Management group at Morgan Stanley and as an associate with the firm?s Institutional Securities division. Previously, she was an analyst in Collateral Management at Goldman Sachs. Olivia earned a Bachelor of Science degree in French and economics with a concentration in international studies from Franklin & Marshall College.

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Jeff Neer, CFA

Client Portfolio Manager
jeffrey.neer@pnc.com

    • Industry Experience: 15 years
    • B.S., University of Delawre
    • M.B.A., Loyola University Maryland

Jeff, a client portfolio manager, serves as a subject matter expert on fixed-income strategies and acts as a liaison between the portfolio management teams and clients, relationship managers, and business development officers. His responsibilities also include participating in the development and communication of content in support of all fixed-income strategies. In addition, he serves as the portfolio manager of the 1- to 5-year Government/Credit strategies. Prior to assuming his current position, Jeff served as a fixed-income portfolio manager with Wilmington Trust Investment Advisors. A CFA charterholder, Jeff earned a Bachelor of Science degree in accounting from the University of Delaware and an M.B.A. from Loyola University Maryland.


Multi-Asset Funds Team

Multi-Asset

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Mark McGlone

President, Chief Investment Officer
mark.mcglone@pnc.com

    • Industry Experience: 35 years
    • B.A., Johns Hopkins University
    • M.S., Loyola University, Maryland

Mark is president and chief investment officer of PNC Capital Advisors. He is responsible for PNC's multi-strategy investment management organization that provides investment solutions across a wide array of investment vehicles, styles, and asset classes. Prior to being named to this position in May 2014, he served as managing director and chief risk officer. He also was chairman of the Risk Committee and a member of the firm- and enterprise-wide investment and operational committees. Mark joined PNC in 2007 through its acquisition of Mercantile Safe Deposit & Trust, where he began his career in 1981, and was appointed senior vice president and head of taxable fixed income for PNC Capital Advisors. In 2009, he became director of Taxable Fixed Income Risk Management, Trading, and Credit Analysis. Mark earned a Bachelor of Arts degree in political economy from Johns Hopkins University and a Master of Science degree in finance from Loyola University-Maryland.

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Aneet Deshpande, CFA

Managing Director, Multi-Asset Strategies
aneet.deshpande@pnc.com

    • Industry Experience: 19 years
    • B.S.B.A., University of Louisville

Aneet is a managing director and lead portfolio manager of the firm's multi-asset class portfolios and mutual funds. He has more than 18 years of investment management and trading experience. Previously he served as the firm's head of trading and as chairman of the Asset Allocation Committee. He rejoined the firm in 2016 from HPM Partners, LLC where he was a Partner and a member of the investment management team. Prior to joining PNC Capital Advisors, he traded quantitative strategies for Chicago Equity Partners, a boutique quantitative asset management firm. Aneet holds a Bachelor of Science degree in business administration from the University of Louisville and is a CFA charterholder.

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Michael W. Coleman

Portfolio Manager
michael.coleman@pnc.com

    • Industry Experience: 5 years
    • B.S.B.A., Drexel University

Michael, an equity analyst with the Large Cap Advantage Equity team, conducts quantitative equity analysis. He provides research recommendations across all sectors, focusing on the team's proprietary quantitative model. Michael also provides research coverage of companies in the health-care providers and servicers industry, as part of the Health Care sector coverage. In addition, he serves as a portfolio manager for the firm's Multi-Asset Funds. Prior to joining the firm in 2012, he had co-op experience as an equity and quantitative research assistant at PNC, as well as co-op experience with Turner Investment Partners, LLC and Susquehanna International Group. Michael earned a Bachelor of Science in Business Administration degree with a concentration in economics from Drexel University where he graduated as the university valedictorian.

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Martin C. Schulz, J.D.

Managing Director, International Equity
martin.schulz@pnc.com

    • Industry Experience: 22 years
    • B.A., Cornell University
    • M.B.A., George Washington University
    • J.D., George Washington University
    • M.S.S., U.S. Army War College

Martin, a managing director, leads the firm's International Equity team. He formulates strategy and maintains final authority over all investment decisions. Martin's industry experience extends to 1995 and includes positions in equity research and portfolio management. Prior to joining the firm in 1998, he was a portfolio manager with National City Corporation. Martin, who is fluent in German and conversant in French, has traveled to more than 70 countries. Martin earned a Bachelor of Arts degree in international relations from Cornell University, graduating magna cum laude. He received an M.B.A. in international business and a J.D. from George Washington University, and a Master of Strategic Studies from the U.S. Army War College. He also has served as a colonel in the U. S. Army and was honored as a 1999 General MacArthur Junior Officer Leadership Award winner.

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Jason Weber, CFA

Portfolio Manager
jason.weber@pnc.com

    • Industry Experience: 10 years
    • B.A., Dartmouth College
    • M.S., Loyola University Maryland

Jason is a securities trader and analyst for the Fixed Income investment team. As a trader, he is responsible for implementing the team's structured portfolio strategies with a focus on best execution. As an analyst, he provides structured security analysis and idea generation to the portfolio management process. In addition, he serves as the assistant portfolio manager of the 1- to 5-year Government/Credit strategies and as a portfolio manager for the firm's Multi-Asset Funds. Jason joined PNC in 2004 in the Treasury division before moving to PNC Capital Advisors in 2007. He earned a Bachelor of Arts degree in economics from Dartmouth College and a Master of Science degree in finance from Loyola University Maryland. Jason is a CFA charterholder and a member of the CFA Institute and Baltimore CFA Society.

Management Team

Executive

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    • Industry Experience: 35 years
    • B.A., Johns Hopkins University
    • M.S., Loyola University, Maryland

Mark is president and chief investment officer of PNC Capital Advisors. He is responsible for PNC's multi-strategy investment management organization that provides investment solutions across a wide array of investment vehicles, styles, and asset classes. Prior to being named to this position in May 2014, he served as managing director and chief risk officer. He also was chairman of the Risk Committee and a member of the firm- and enterprise-wide investment and operational committees. Mark joined PNC in 2007 through its acquisition of Mercantile Safe Deposit & Trust, where he began his career in 1981, and was appointed senior vice president and head of taxable fixed income for PNC Capital Advisors. In 2009, he became director of Taxable Fixed Income Risk Management, Trading, and Credit Analysis. Mark earned a Bachelor of Arts degree in political economy from Johns Hopkins University and a Master of Science degree in finance from Loyola University-Maryland.

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Jennifer Spratley, CPA

Managing Director, Fund Administration
jennifer.spratley@pnc.com

    • Industry Experience: 25 years
    • B.S., Lehigh University

Jennifer is the managing director of administration for PNC Capital Advisors (PCA) and PNC Realty Investors (PRI). In this capacity, she manages and oversees the planning and execution of PCA and PRI business initiatives through partnerships with executive management, the firm's other teams, and PNC business partners. She is responsible for leading the PCA Administration and PCA Fund Administration teams, as well as the PRI non-investment functions. Jennifer manages strategic projects and monitors regulatory and compliance-related developments, advising executive management and the business on their impact. She also serves as the president of the PNC Funds and PNC Advantage Funds. Previously, Jennifer served as managing director and head of PCA's Fund Administration team. Prior to that, she served as vice president and treasurer to PNC Funds, PNC Advantage Funds, and PNC Alternative Investment Funds. Before joining the firm in 2007, she served as the unit leader of Fund Accounting and Administration for SEI Investments Global Funds Service Accounting and Valuation Processing team. Jennifer managed various backoffice functions for domestic mutual funds sponsored by SEI's registered investment adviser clients. Earlier, she was a senior manager in the financial services division of Ernst & Young, LLP, responsible primarily for investment company audit engagements. Qualified as a certified public accountant, Jennifer earned a B.S. in business and economics from Lehigh University.

Risk Management

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William D. Mennonna

Managing Director, Chief Risk Officer
william.mennonna@pnc.com

    • Industry Experience: 31 years
    • B.A., Salve Regina University
    • B.S., Salve Regina University
    • M.S., New York University

Bill is the chief risk officer of PNC Capital Advisors, LLC. He oversees the firm-wide risk management efforts, including investment, business, operational, and regulatory risks. Prior to joining the firm in 2014, Bill spent six years as the director of risk management with Pioneer Investment Management USA, Inc. In that post, he headed the enterprise-wide risk management framework for PIM USA and its subsidiaries. He also held the position of director of internal audit for seven years at PIM USA. Bill?s extensive risk and audit experience in the financial industry stretches to 1985. He served previously as acting audit director and as audit manager with Investors Bank & Trust Company and as an auditor with New England Financial. Bill earned a Bachelor of Science degree in administration of justice and a Bachelor of Arts degree in political science from Salve Regina University, as well as a certificate of accounting from Northeastern University and a Master of Science degree in risk management from New York University. He is a certified internal auditor and a member of the Investment Company Institute Risk Management Committee.

Investment Management

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Adam Mackey

Managing Director, Municipal Fixed Income
adam.mackey@pnc.com

    • Industry Experience: 21 years
    • B.S.B.A., Kutztown University
    • M.B.A., St. Joseph's University

Adam is head of Municipal Fixed Income and a senior portfolio manager. In his role as a managing director, he supervises credit and quantitative research, portfolio management and trading, and municipal client relations. Adam is responsible for establishing the municipal fixed income strategy for the firm, and, as a senior portfolio manager, he oversees trading and strategy implementation in the municipal bond mutual funds, institutional municipal portfolios, and separately managed municipal accounts. Prior to joining the firm in 2001, he was a fixed income trader at the Vanguard Group where he focused on municipal bonds and derivatives. Adam earned a Bachelor of Science in Business Administration degree from Kutztown University and an M.B.A. in finance from St. Joseph's University. He is a member of various industry organizations, including the CFA Society of Philadelphia.

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James E. Mineman

Managing Director, Co-Lead Portfolio Manager
james.mineman@pnc.com

    • Industry Experience: 22 years
    • B.S.B.A., Southern Illinois University
    • M.A., St. Louis University

James, a managing director, is a co-lead portfolio manager of the Select Equity investment team that manages the Small Cap Equity and Small Cap Concentrated Equity strategies. He specializes in managing the team's equity research process. Consistent with the generalist approach, he serves in the capacity of analyst and portfolio manager. James, who joined the firm along with the team in 2004, has been with the core team since its founding in 1994. He earned a Bachelor of Science in Business Administration degree with a specialization in finance from Southern Illinois University and a Master of Finance degree from St. Louis University.

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Hitesh C. Patel, Ph.D.

Managing Director, Structured Equity
hitesh.patel@pnc.com

    • Industry Experience: 23 years
    • B.S., University of Gujarat
    • M.S., Bombay University
    • Ph.D., University of Illinois, Chicago

Hitesh, a managing director, leads the Structured Equity team. Prior to joining the firm in 2005, he served as director of quantitative research at Harris Investment Management. His quantitative research and portfolio management experience extends back to 1994. Hitesh earned a Bachelor of Science degree in pharmacy from University of Gujarat, a Master of Science degree in pharmaceutical chemistry from Bombay University, and a Ph.D. in medicinal chemistry from University of Illinois at Chicago.

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Sean T. Rhoderick, CFA

Chief Investment Officer, Taxable Fixed Income
sean.rhoderick@pnc.com

    • Industry Experience: 22 years
    • B.B.A., James Madison University

Sean, a managing director, is the chief investment officer for Taxable Fixed Income. Sean leads the strategy and performance for all taxable fixed-income investments. He has more than 20 years of experience in research and fixed income. Prior to joining the firm in 2004, Sean spent six years at Freddie Mac in credit research and four years as a bank credit analyst at the rating agency LACE Financial Corporation. Sean graduated cum laude from James Madison University with a Bachelor of Business Administration degree and holds the Chartered Financial Analyst designation. He is a member of the CFA Institute and serves on the Baltimore CFA Society's Board of Directors.

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Douglas J. Roman, CFA, CMT

Managing Director, Large Cap Advantage Equity
douglas.roman@pnc.com

    • Industry Experience: 30 years
    • B.S., Penn State University
    • M.S., Drexel University

Doug, a managing director, developed the Large Cap Advantage Equity investment process and is the portfolio manager for the Large Cap Advantage core, growth, and value portfolios. He is responsible for directing the quantitative efforts of the Large Cap Advantage team and overseeing the respective research group. Prior to joining the firm in 2002, he worked for Penn Street Advisors Inc., the Penn Street Funds, The Vanguard Group, Rittenhouse Financial Services, and CoreStates Investment Advisors. Doug holds the Chartered Financial Analyst designation and is a Chartered Market Technician. He is a member of the Financial Analysts of Philadelphia. He earned a Bachelor of Science degree in finance from Penn State University and a Master of Science degree in finance from Drexel University.

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Martin C. Schulz, J.D.

Managing Director, International Equity
martin.schulz@pnc.com

    • Industry Experience: 22 years
    • B.A., Cornell University
    • M.B.A., George Washington University
    • J.D., George Washington University
    • M.S.S., U.S. Army War College

Martin, a managing director, leads the firm's International Equity team. He formulates strategy and maintains final authority over all investment decisions. Martin's industry experience extends to 1995 and includes positions in equity research and portfolio management. Prior to joining the firm in 1998, he was a portfolio manager with National City Corporation. Martin, who is fluent in German and conversant in French, has traveled to more than 70 countries. Martin earned a Bachelor of Arts degree in international relations from Cornell University, graduating magna cum laude. He received an M.B.A. in international business and a J.D. from George Washington University, and a Master of Strategic Studies from the U.S. Army War College. He also has served as a colonel in the U. S. Army and was honored as a 1999 General MacArthur Junior Officer Leadership Award winner.

Performance quoted represents past performance and does not guarantee future results. Investment return and principal value will fluctuate so that shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than that shown here. Select a Fund to view the most recent month-end performance information or go to each fund's snapshot page to view most recent month-end performance as well as any waiver or expense reimbursement information.

The information contained in this piece should not be considered legal or tax advice; questions regarding your specific situation should be directed to your legal or tax advisor.

NOT FDIC INSURED | NO BANK OR FEDERAL GOVERNMENT GUARANTEE | MAY LOSE VALUE

You should consider the investment objectives, risks, charges, and expenses of the PNC Funds carefully before investing. A prospectus or summary prospectus with this and other information may be obtained at 800-622-FUND (3863) or pncfunds.com. Please read it carefully before investing.

PNC Capital Advisors, LLC, a subsidiary of The PNC Financial Services Group Inc., serves as investment adviser and co-administrator to PNC Funds and receives fees for its services. PNC Funds are distributed by PNC Funds Distributor, LLC, which is not affiliated with the adviser and is not a bank.

This site shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of shares of the PNC Funds in any jurisdiction in which such offer, solicitation or sale would be unlawful.

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